Broker/Dealer Qualification Questionnaire for Establishment of the City of Raleigh Approved Broker/Dealer Investment Pool RFP

Description: The City of Raleigh is seeking to pre-qualify up to five broker/dealer firms for a five-year approved broker/dealer investment pool. The pool would support the City’s approximately $1.8 billion investment portfolio, which consists mainly of U.S. Treasury and agency securities, money-market instruments, and bank accounts. Firms must submit information on their corporate structure, regulatory standing, financial condition, transaction history, fees, and public-sector references; selection does not guarantee any minimum transaction volume.